ShawnAssociate

  • Offices
    Shanghai
  • Working Language
    Chinese, English
  • Professional Field
    Corporate & Commercial,Dispute Resolution,Finance
  • Specialty Industry Areas
    Banking & Finance
图片3-removebg-preview.png
  • Track Records
  • Work experience
  • Education
  • Social activities
Track Records

In the fields of private equity fund manager registration, actual controller change and compliance, the major achievements (updated continuously) include but are not limited to:

(1) On January 27, 2026, Lawyer Xiao Ming's team assisted a Shanghai-based private securities investment fund manager in passing the registration review by the Asset Management Association of China (AMAC);

(2) On December 8, 2025, Lawyer Xiao Ming's team assisted a Zhuhai-based private securities investment fund manager in passing the registration review by AMAC;

(3) On August 8, 2025, Lawyer Xiao Ming's team assisted a Shanghai-based private securities investment fund manager in passing the registration review by AMAC;

(4) On July 18, 2025, Lawyer Xiao Ming's team assisted a Shanghai-based private equity and venture capital fund manager in passing the registration review by AMAC;

(5) On June 23, 2025, Lawyer Xiao Ming's team assisted a Shanghai-based private equity and venture capital fund manager in passing the registration review by AMAC;

(6) On March 31, 2025, Lawyer Xiao Ming's team assisted a Shanghai-based private securities investment fund manager in passing the registration review by AMAC;

(7) On February 10, 2025, Lawyer Xiao Ming's team assisted a state-owned private equity fund manager in the central region in passing the review of actual controller change by AMAC;

(8) On November 12, 2024, Lawyer Xiao Ming's team assisted a medium-sized private securities investment fund manager in passing the review of actual controller change by AMAC;

(9) On June 7, 2024, Lawyer Xiao Ming helped a private fund management Co., Ltd. successfully remove the abnormal business record.

In the field of equity investment, the major achievements include but are not limited to:

(1) Provided full-process legal services for a Zhejiang state-owned fund's investment in intelligent manufacturing and high-end equipment manufacturing projects;

(2) Provided full-process legal services for a Shenzhen state-owned enterprise and its partners to establish a pharmaceutical company through joint venture;

(3) Provided full-process legal services for a subsidiary of a central enterprise in Shenzhen on its investment in a Nanjing chip design company;

(4) Provided full-process legal services for a Wuxi industrial fund's investment in a Shanghai technology company;

(5) Provided full-process legal services for a subsidiary of a listed company in Hangzhou on its investment in a cross-border e-commerce company.

In the field of dispute resolution, the major achievements include but are not limited to:

(1) Provided full-process legal services for the repurchase matter of the underlying enterprise of a private equity fund under a Beijing-based private equity and venture capital fund manager;

(2) Provided full-process legal services for the investor dispute matter of a private equity fund under a Shenzhen-based private equity and venture capital fund manager;

(3) Provided full-process legal services for the repurchase matter of the underlying enterprise of a private equity fund under a Hangzhou-based private equity and venture capital fund manager.

Work experience

2019.08-2021.02 Lawyer, Shanghai Tuobituo Law Firm

2021.03-2022.11 Lawyer, AllBright Law Offices (Shanghai)

2022.12-Present Lawyer, Dehehantong Law Offices,Director of the Private Equity Fund Business Committee of Dehehantong(Shanghai)

Education

Master of Laws, Shanghai University of Political Science and Law

Social activities

Founded the official WeChat account Private Equity Legal Path in 2023, and has published a number of professional original articles, some of which are listed as follows:

(1) Compliance Practice | Key Points for the Filing of Private Equity and Venture Capital Funds (2024 Edition)

(2) Private Equity Compliance | A Comprehensive Guide to Compliance in Private Fund Promotion and Marketing

(3) Compliance Practice | Compliance for Changes in Investors (Shareholders) of Private Fund Managers

(4) Private Equity Compliance | Core Key Points for the Registration of Private Securities Investment Fund Managers

(5) Private Equity Compliance | Core Key Points for the Registration of Private Equity and Venture Capital Fund Managers

ShawnAssociate

  • Offices
    Shanghai
  • Working Language
    Chinese, English
  • Professional Field
    Corporate & Commercial,Dispute Resolution,Finance
  • Specialty Industry Areas
    Banking & Finance
图片3-removebg-preview.png
  • Track Records
  • Work experience
  • Education
  • Social activities
Track Records

In the fields of private equity fund manager registration, actual controller change and compliance, the major achievements (updated continuously) include but are not limited to:

(1) On January 27, 2026, Lawyer Xiao Ming's team assisted a Shanghai-based private securities investment fund manager in passing the registration review by the Asset Management Association of China (AMAC);

(2) On December 8, 2025, Lawyer Xiao Ming's team assisted a Zhuhai-based private securities investment fund manager in passing the registration review by AMAC;

(3) On August 8, 2025, Lawyer Xiao Ming's team assisted a Shanghai-based private securities investment fund manager in passing the registration review by AMAC;

(4) On July 18, 2025, Lawyer Xiao Ming's team assisted a Shanghai-based private equity and venture capital fund manager in passing the registration review by AMAC;

(5) On June 23, 2025, Lawyer Xiao Ming's team assisted a Shanghai-based private equity and venture capital fund manager in passing the registration review by AMAC;

(6) On March 31, 2025, Lawyer Xiao Ming's team assisted a Shanghai-based private securities investment fund manager in passing the registration review by AMAC;

(7) On February 10, 2025, Lawyer Xiao Ming's team assisted a state-owned private equity fund manager in the central region in passing the review of actual controller change by AMAC;

(8) On November 12, 2024, Lawyer Xiao Ming's team assisted a medium-sized private securities investment fund manager in passing the review of actual controller change by AMAC;

(9) On June 7, 2024, Lawyer Xiao Ming helped a private fund management Co., Ltd. successfully remove the abnormal business record.

In the field of equity investment, the major achievements include but are not limited to:

(1) Provided full-process legal services for a Zhejiang state-owned fund's investment in intelligent manufacturing and high-end equipment manufacturing projects;

(2) Provided full-process legal services for a Shenzhen state-owned enterprise and its partners to establish a pharmaceutical company through joint venture;

(3) Provided full-process legal services for a subsidiary of a central enterprise in Shenzhen on its investment in a Nanjing chip design company;

(4) Provided full-process legal services for a Wuxi industrial fund's investment in a Shanghai technology company;

(5) Provided full-process legal services for a subsidiary of a listed company in Hangzhou on its investment in a cross-border e-commerce company.

In the field of dispute resolution, the major achievements include but are not limited to:

(1) Provided full-process legal services for the repurchase matter of the underlying enterprise of a private equity fund under a Beijing-based private equity and venture capital fund manager;

(2) Provided full-process legal services for the investor dispute matter of a private equity fund under a Shenzhen-based private equity and venture capital fund manager;

(3) Provided full-process legal services for the repurchase matter of the underlying enterprise of a private equity fund under a Hangzhou-based private equity and venture capital fund manager.

Work experience

2019.08-2021.02 Lawyer, Shanghai Tuobituo Law Firm

2021.03-2022.11 Lawyer, AllBright Law Offices (Shanghai)

2022.12-Present Lawyer, Dehehantong Law Offices,Director of the Private Equity Fund Business Committee of Dehehantong(Shanghai)

Education

Master of Laws, Shanghai University of Political Science and Law

Social activities

Founded the official WeChat account Private Equity Legal Path in 2023, and has published a number of professional original articles, some of which are listed as follows:

(1) Compliance Practice | Key Points for the Filing of Private Equity and Venture Capital Funds (2024 Edition)

(2) Private Equity Compliance | A Comprehensive Guide to Compliance in Private Fund Promotion and Marketing

(3) Compliance Practice | Compliance for Changes in Investors (Shareholders) of Private Fund Managers

(4) Private Equity Compliance | Core Key Points for the Registration of Private Securities Investment Fund Managers

(5) Private Equity Compliance | Core Key Points for the Registration of Private Equity and Venture Capital Fund Managers